Tag: Regulation D

Who Is an Accredited Investor? SEC Income and Net Worth Tests

The SEC's Rule 501(a) decides who can invest in most private funding rounds. The tests for individuals and entities, how startups verify them, and the changes the SEC proposed in 2026.

Nov 3

Startup Funding

What Is a Form D Filing and What It Says About a Funding Round

Many startup rounds surface first as a Form D on SEC EDGAR. Here is how to read one, which fields matter and why the amount sold is not the same as the round size in the press.

Oct 30